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Message Archive



Thursday, March 1, 2018

 

This email is being sent to all members of the Baruch College faculty.

For an archive of announcements sent from the Associate Provost beginning June 2011, click here.

 

 

From:  Ruzdo Srdanovic, Assistant Director, Robert Zicklin Center for Corporate Integrity

Free program. RSVP is required. Please share with your students and colleagues.

 

The Robert Zicklin Center for Corporate Integrity presents

Taming the Rogues of Wall Street
   Thursday, March 22, NVC 14-220

This program is part of Baruch College’s Ethics Week 2018  (March 19-23)

 

About the Program

Baruch College’s Robert Zicklin Center for Corporate Integrity welcomes veteran risk, compliance, and governance specialist Andrew Waxman to campus on March 22, 2018.  Mr. Waxman will be joined by Prof. Larry Zicklin (’57) for a lunchtime discussion of Waxman’s award winning book Rogues of Wall Street: How to Manage Risk in the Cognitive Era.  Waxman will explain how new and emerging technologies can be leveraged to reduce risk failure losses. He will also take questions from the audience.

About the Book

Rogues of Wall Street analyzes the risk failures and errors that have overwhelmed Wall Street for the past decade. This book helps bank leaders and consultants identify the tools they need to effectively manage operational risk. Citing different types of risk events such as rogue and insider trading, cyber security, AML, the Mortgage Crisis, and other major events, chapters in the first half of the book details each operational risk type along with its causative and contributing factors. The second half of the book takes an overarching approach to the tools and solutions available to financial institutions to manage such events in the future.

Speakers

Andrew Waxman is the author of "Rogues of Wall Street: How to Manage Risk in the Cognitive Era" and a regular contributor to American Banker's BankThink Blog. He is also an Associate Partner in IBM Global Business Services' financial markets Risk and Compliance practice and former risk officer at various Wall Street firms.

Larry Zicklin joined New York University Stern School of Business as a Clinical Professor, where he teaches in the TRIUM and M.B.A. Programs and has received teaching awards in both. His areas of expertise include corporate governance, business ethics and finance.

He is also a Senior Lecturer for the M.B.A. program at the Wharton School, teaches at Baruch College and is a member of Duke Corporate Education's Global Learning Resource Network. He retired from Neuberger Berman in 2003, as Chairman of the Board, having previously been Managing Partner and CEO from 1974-1999 and now serves as Chairman of the Audit Committee.

Professor Zicklin was educated at Baruch College and received an M.B.A. from the Wharton School.

Registration

Free pre-registration is required to attend.  Pre-register online, call 646-312-3231 or e-mail Ruzdo.Srdanovic@baruch.cuny.edu.

Thursday, March 22nd.  Baruch’s Vertical Campus Conference Center, Room 14-220.

Lunch and registration starts at noon. Presentation will begin at 12:45 p.